Regulators are primarily concerned with the protection of retail clients and many firms have been fined following reviews, usually due to weaknesses in systems and controls.Continue scrolling to learn more
NexJ’s Intelligent Customer Management products enable firms to determine and demonstrate the suitability and appropriateness of products and services sold, in compliance with MiFID II and the FCA, including requirements for initial assessments; trade idea generation, recommendations, and advice; ongoing information and portfolio turnover reviews; and governance and monitoring.
Developed to provide data-driven recommendations to help increase customers’ assets under management, NexJ Nudge™️ functionality can help deliver the best service and improve client outcomes – in real time.Explore Resource
The Data Bridge oﬀers powerful data processing capabilities that support the creation of speciﬁc data views for individual data warehouses, reporting systems, and back-oﬃce compliance and archiving solutions.Explore Resource
NexJ’s Process Management Services are powered by SmartForms and Workflows, which enable effective and efficient Business Process Automation.
Business is about relationships!Book a demo today and learn why we are a global leader in the CRM space or contact us will be happy to answer any questions or concerns you may have.